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15 U.S.C. § 78o–1

U.S. CodeFederal
Brokers deemed to be registered
About This Law
/us/usc/t15/s78o–1
Title
15 — Commerce and Trade
Chapter
CH2B
Release
119-84
Release Date
2026-04-17

Section Text

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All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section. (May 27, 1936, ch. 462, § 10, 49 Stat. 1380.) Editorial Notes Codification Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter. Executive Documents Transfer of Functions For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

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