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Securities Industry and Financial Markets Association INC

TradeFECIRS 990
DBA: % DARRAH RAFFERTY
Trade Association · NEW YORK, NY · EIN 32-0178959

About

See schedule osifma is the leading trade association for broker-dealers, investment banks and asset managers operating in the u.s. And global capital markets. On behalf of our industry's one million employees, we advocate on legislation, regulation and business policy affecting retail and institutional investors, equity and fixed income markets and related products and services. We serve as an industry coordinating BODY to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development.

In care of Darrah Rafferty

Donations are NOT tax-deductible
Category
Trade Association
Employees
149
Volunteers
19,164

Financial Snapshot

FY ending 2024-10-31
Revenue
$61.8M
Expenses
$62.3M
Assets
$80.9M
Liabilities
$49.6M

Financial history

$66.1M$33.0M$0
161718192021222324
RevenueExpenses
Latest FY2024: $61.8M · Peak FY2016: $66.1M · Avg: $58.2M
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION INC
Your actions

Address

140 Broadway FL 35
New YORK, NY, 10005-113

Governance

Voting board members40
Independent members39
Conflict-of-interest policyYes
Whistleblower policyYes
Doc-retention policyYes
Audit committeeYes
990 reviewed by boardYes

Compensation practices

Severance paymentsNo
Equity-based compNo
Supplemental retirement planNo
Compensation committeeYes
Used comp surveyYes
Board approved compYes
Public records
ProPublica Nonprofit Explorer
Full 990 PDFs going back to 2001, plus parsed financial extracts. The easiest place to read actual filings.
IRS Tax Exempt Organization Search
IRS-side authoritative source. Confirms current exempt status and pulls the latest determination letter.
These open in a new tab. AllCiv doesn't host filings directly — these are the authoritative public-record sources.