A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.
About This Bill
Committee
Latest Action · March 21, 2020
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
This bill directs the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing that authority's rule requiring member brokers and dealers to annually inspect their offices for compliance with securities laws and regulations.
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