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H.R. 4335

BillFederalHousePassed House
8-K Trading Gap Act of 2019
About This Bill
Passed
Latest Action · January 14, 2020
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Congress
116th (2019–2021)
Introduced
September 16, 2019
Cosponsors (2)
2D 0R
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Summary

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8–K Trading Gap Act of 2019 This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain issuers required by regulation to adopt a code of ethics are exempt from this requirement.

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