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Financial Services Institute INC

TradeFECIRS 990
DBA: % DALE E BROWN
Trade Association · WASHINGTON, DC · EIN 20-0587793

About

Financial services institute's mission is to create a healthier regulatory environment for independent broker-dealers and their affiliated independent financial advisors through aggressive and effective advocacy, education and public awareness.

In care of DALE E Brown

Donations are NOT tax-deductible
Category
Trade Association
Employees
21
Volunteers
24

Financial Snapshot

FY ending 2024-12-31
Revenue
$12.1M
Expenses
$12.0M
Assets
$15.1M
Liabilities
$7.4M

Financial history

$12.1M$6.0M$0
1718192021222324
RevenueExpenses
Latest FY2024: $12.1M · Avg: $10.6M
FINANCIAL SERVICES INSTITUTE INC
Your actions

Address

1201 Pennsylvania AVE NW STE 700
Washington, DC, 20004-245

Governance

Voting board members24
Independent members24
Conflict-of-interest policyYes
Whistleblower policyYes
Doc-retention policyYes
Audit committeeYes
990 reviewed by boardYes

Compensation practices

Severance paymentsNo
Equity-based compNo
Supplemental retirement planYes
Compensation committeeYes
Used comp surveyYes
Board approved compYes
Public records
ProPublica Nonprofit Explorer ↗
Full 990 PDFs going back to 2001, plus parsed financial extracts. The easiest place to read actual filings.
IRS Tax Exempt Organization Search ↗
IRS-side authoritative source. Confirms current exempt status and pulls the latest determination letter.
These open in a new tab. AllCiv doesn't host filings directly — these are the authoritative public-record sources.