About
Finra regulation is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry.
In care of Marcia E Asquith
Donations are NOT tax-deductible
Category
Trade Association
Financial Snapshot
FY ending 2024-12-31Financial history
161718192021222324
RevenueExpenses
Latest FY2024: $1.4B · Avg: $954.6M
Address
9509 Key WEST Avenue
Rockville, MD, 20850-000
Governance
Voting board members6
Independent members6
Conflict-of-interest policyYes
Whistleblower policyYes
Doc-retention policyYes
Audit committeeYes
990 reviewed by boardYes
Compensation practices
Severance paymentsNo
Equity-based compNo
Supplemental retirement planYes
Public records
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