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Financial Industry Regulatory Authority INC

Trade
Trade Association · ROCKVILLE, MD · EIN 53-0088710
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About

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Donations are NOT tax-deductible
Category
Trade Association
Employees
4,703
Volunteers
7

Financial Snapshot

FY ending 2024-12-31
Revenue
$2.6B
Expenses
$3.0B
Assets
$3.1B
Liabilities
$1.3B

Financial history

$3.0B$1.5B$0
161718192021222324
RevenueExpenses
Latest FY2024: $2.6B · Avg: $1.6B

Foreign activity (Schedule F)

Total spent abroad$257.9M
Foreign employees13
Foreign offices1
Foreign partnership interestYes
Foreign trust interestNo
RegionActivitySpent
Central America and the Caribbean——
North America (Canada & Mexico only)——
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
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Address

9509 Key WEST Avenue
Rockville, MD, 20850-000

Governance

Voting board members22
Independent members21
Conflict-of-interest policyYes
Whistleblower policyYes
Doc-retention policyYes
Audit committeeYes
990 reviewed by boardYes

Compensation practices

Severance paymentsYes
Equity-based compNo
Supplemental retirement planYes
Compensation committeeYes
Used comp surveyYes
Board approved compYes
Public records
ProPublica Nonprofit Explorer ↗
Full 990 PDFs going back to 2001, plus parsed financial extracts. The easiest place to read actual filings.
IRS Tax Exempt Organization Search ↗
IRS-side authoritative source. Confirms current exempt status and pulls the latest determination letter.
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