About
FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.
Donations are NOT tax-deductible
Category
Trade Association
Financial Snapshot
FY ending 2024-12-31Financial history
161718192021222324
RevenueExpenses
Latest FY2024: $2.6B · Avg: $1.6B
Foreign activity (Schedule F)
Total spent abroad$257.9M
Foreign employees13
Foreign offices1
Foreign partnership interestYes
Foreign trust interestNo
| Region | Activity | Spent |
|---|
| Central America and the Caribbean | — | — |
| North America (Canada & Mexico only) | — | — |
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Address
9509 Key WEST Avenue
Rockville, MD, 20850-000
Governance
Voting board members22
Independent members21
Conflict-of-interest policyYes
Whistleblower policyYes
Doc-retention policyYes
Audit committeeYes
990 reviewed by boardYes
Compensation practices
Severance paymentsYes
Equity-based compNo
Supplemental retirement planYes
Compensation committeeYes
Used comp surveyYes
Board approved compYes
Public records
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