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Financial Industry Regulatory Authority INC
Trade
Trade Association · ROCKVILLE, MD · EIN 53-0088710
Overview
Money In
Money Out
People
Connected Orgs
Positions
Interview
Endorsements
Transactions with related orgs
990 Schedule R Part V
Money flows reported between this org and its related entities — transfers, loans, asset sales, shared services.
Related org
Transaction
Amount
Method
Finra Regulation INC
Reimbursement (received)
$625.5M
Cost
Finra Regulation INC
Sharing of employees
$145.4M
Cost
Finra Investor Education Foundation
Reimbursement (received)
$3.0M
Cost
Finra Investor Education Foundation
Other (received)
$379K
Cost
Highvista Designated Portfolio
Other
$15.0M
FMV
Finra CAT LLC
Transfer (given)
$20.0M
FMV
Related organizations
990 Schedule R
Tax-exempt orgs, partnerships, and other entities disclosed as related — parent / subsidiary / sister entities.
Name
Relationship
Activity
State
EIN
Finra CAT LLC
Disregarded entity
Regulatory
DE
833874468
Finra Technology Services LLC
Disregarded entity
Technology resources
DE
—
1239524 BC Unlimited Liability Company
Disregarded entity
Technology resources
—
—
Finra Regulation Inc
Related tax-exempt org
Regulatory
DE
521959501
Finra Investor Education Foundation
Related tax-exempt org
Education
DE
200863779
Highvista Designated Portfolio
Related partnership
Investment
DE
824716807
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